Broker Check

Strategic Partners

CPA Partnerships

We strongly believe that intricate knowledge of a client’s tax situation is paramount to a durable financial plan. For this reason, we partner with outside CPA professionals in working with our clients. After our initial consultation, if we feel a trusted CPA is needed, we will present to you who is a best fit in our ongoing relationship. If our clients already have a trusted CPA, we will insist we integrate them into the planning.

Estate Attorney Partnerships

We are also big believers in promoting proper estate planning to our clients. In order to do this most efficiently, we partner with outside Estate Attornies for our clients. As with our CPA partnerships, after our initial consultation, if we feel a trusted Estate Attorney is needed, we will present to you who is a best fit in our ongoing relationship. If our clients already have a trusted Estate Attorney, we will insist we integrate them into the planning.

Kestra Investment Services, LLC

Kestra Investment Services, LLC (Kestra IS) provides the support and infrastructure needed to help us service your financial needs. We have access to Kestra IS one of the leading independent broker/dealers, by total revenue, as ranked by Investment Advisor magazine. Kestra IS provides financial services to independent advisors’ and their clients. Kestra IS provides us access to some of the top providers and products at competitive pricing that we use to help fulfill your retirement goals. Kestra IS works closely with NFP, one of the nation’s leading providers of benefits, insurance, and wealth management, which means we are able to serve not just one of your financial needs, but all of them.

National Financial Services, LLC - A Fidelity Investments Company*

As custodian of your brokerage accounts, National Financial Services, LLC is responsible for:

  • Handling the execution, clearance, and settlement of securities transactions
  • Preparing and sending periodic statements of your account and transaction confirmations
  • The custody (or safekeeping), receipt, and delivery of funds and securities
  • The extension of margin credit upon approval


Envestnet Asset Management

Envestnet Asset Management is a gateway for expert wealth advisory solutions. Through a unified platform, the company delivers separately managed accounts, multi-manager accounts, mutual funds, ETFs, alternative investments, and fixed income solutions, as well as other fee-based services including extensive reporting capabilities.


*Fidelity Investments is an independent company, unaffiliated with NFP. Fidelity Investments is a service provider to Kestra Investment Services, LLC. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by NFP and does not guarantee, or assume any responsibility for, its content. Fidelity Investments is a registered service mark of FMR LLC.  Fidelity Clearing & Custody Solutions® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.  835983.15.0